The European ESG Template (EET) Background
欧洲 ESG 模板 （EET） 背景
The mission of FinDatEx is, in essence, to ease the process of data exchange between stakeholders in the operation of European Financial Market legislation, via the use of standardised technical templates.
FinDatEx 的使命本质上是通过使用标准化的技术模板来简化欧洲金融市场立法运营中利益相关者之间的数据交换过程。
In the same way that they implemented the European MiFID Template (EMT) in order to facilitate the exchange of market data from fund groups to distributors, in February 2022 they released another first-draft data exchange template, namely the European ESG Template (EET).
与他们实施欧洲 MiFID 模板 （EMT） 以促进基金集团与分销商的市场数据交换的方式相同，他们于 2022 年 2 月发布了另一个初稿数据交换模板，即欧洲 ESG 模板 （EET）。
The goal of the EET is to provide an overview of the regulatory requirements from the Regulatory Technical Standards (RTS) under the Sustainable Finance Disclosure Regulation (SFDR) level 1, which applies throughout the EEA on January 1, 2023. This both eases the process for financial market participants when exchanging ESG data, as well as facilitates compliance to the delegated acts complementing MiFID II (Markets in Financial Instruments Directive), and IDD (Insurance Distribution Directive).
EET 的目标是概述可持续金融披露条例 （SFDR） 1 级下的监管技术标准 （RTS） 的监管要求，该法规于 2023 年 1 月 1 日适用于整个欧洲经济区。这既简化了金融市场参与者交换 ESG 数据的流程，也有助于遵守补充 MiFID II（金融工具市场指令）和 IDD（保险分销指令）的授权法案。
The EET introduces the concept of establishing clients' sustainability preferences during advice processes, as well as the straightforward exchange of ESG-related data between the manufacturer and distributor of financial products.
EET 引入了在咨询过程中确定客户可持续发展偏好的概念，以及金融产品制造商和分销商之间直接交换 ESG 相关数据的概念。
What Information is Included in the EET and What are the Key Timelines?
EET 中包含哪些信息以及关键时间表是什么？
Let's make it clear, the EET is not mandatory reporting, but a standardised template developed by the industry (FinDatEx) for the banking, fund, and insurance sectors. It contains a number of data fields to ensure the implementation of the new EU regulation SFDR level 1 and RTS, as well as MiFID II and IDD.
让我们明确一点，EET 不是强制性报告，而是行业 （FinDatEx） 为银行、基金和保险行业开发的标准化模板。它包含许多数据字段，以确保新的欧盟法规 SFDR 1 级和 RTS 以及 MiFID II 和 IDD 的实施。
Discover all you need to know about the SFDR in our free comprehensive guide The Essentials of the SFDR.
在我们的免费综合指南中了解您需要了解的有关 SFDR 的所有信息 SFDR 的要点。
The content of the EET is defined by the regulations that apply to the specific financial product in question, for instance, the SFDR information on sustainable and non-sustainable product related sections include:
EET 的内容由适用于相关特定金融产品的法规定义，例如，SFDR 关于可持续和非可持续产品相关部分的信息包括：
- Disclosure, sustainability preferences;
披露、可持续发展偏好; - EU Taxonomy related information;
欧盟分类法相关信息; - Screening criteria; 筛选标准;
- Article 8 and Article 9 information.
第 8 条和第 9 条信息。
The template also contains information on Principal Adverse Impact (PAI) indicators relating to investment in investee companies, investment in sovereigns & supranational, and investment in real assets, thereby covering MiFID/IDD related questions. After the publication of the final SFDR templates, the EET was slightly adjusted (V1.1 in October 2022).
该模板还包含与投资公司投资、主权和超国家投资以及实物资产投资相关的主要不利影响 （PAI） 指标的信息，从而涵盖了 MiFID/IDD 相关问题。在最终的 SFDR 模板发布后，EET 进行了小幅调整（2022 年 10 月的 V1.1）。
There are two key regulatory deadlines for the submission of the EET:
提交 EET 有两个关键的监管截止日期：
- MiFID II & IDD sustainable preferences: 2nd August 2022
MiFID II 和 IDD 可持续偏好：2022 年 8 月 2 日 - SFDR & EU Taxonomy Level 2: 1st January 2023
SFDR 和欧盟分类法 2 级：2023 年 1 月 1 日
However, FinDatEx recommended that the financial participants adhered to intermediary deadlines to be able to collect, compute, and produce the required initial data fields:
然而，FinDatEx 建议金融参与者遵守中介截止日期，以便能够收集、计算和生成所需的初始数据字段：
- MiFID II & IDD sustainable preferences: 1st June 2022
MiFID II & IDD 可持续偏好：2022 年 6 月 1 日 - SFDR & Taxonomy Level 2: 1st November 2022
SFDR 和分类学 2 级：2022 年 11 月 1 日
Overall, the publication of the EET is not restricted to annual frequency. Furthermore, the data within the EET should reflect the most updated information disclosed in the pre-contractual and periodic impact statement, plus any relevant changes made to the products' characteristics.
总体而言，EET 的发布并不局限于每年的频率。此外，EET 中的数据应反映合同前和定期影响声明中披露的最新信息，以及对产品特性所做的任何相关更改。
Why the Need for the European ESG Template (EET)?
为什么需要欧洲 ESG 模板 （EET）？
In short, the EET simplifies the ESG data exchange process between financial market participants.
简而言之，EET 简化了金融市场参与者之间的 ESG 数据交换流程。
It does so by enabling the exchange of machine-readable ESG data for financial products, in order to allow manufacturers using underlying funds/financial products (Funds of Funds, Multi-option products, etc) and distributors to fulfil their own SFDR reporting requirements and PAI statement at both product and company level.
它通过实现金融产品的机器可读 ESG 数据交换来实现这一点，以便允许使用基础基金/金融产品（基金中的基金、多期权产品等）的制造商和分销商在产品和公司层面满足自己的 SFDR 报告要求和 PAI 声明。
Additionally, the EET contains a wide range of ESG indicators, including greenhouse gas emissions, fossil fuel usage, non-renewable energy use, and hazardous waste output; alongside social and employee issues, including the gender pay gap and employee exposure to controversial weapons. Such an array of ESG indicators empowers financial market participants to accurately explain a fund's ESG characteristics.
此外，EET 还包含广泛的 ESG 指标，包括温室气体排放、化石燃料使用、不可再生能源使用和危险废物排放;以及社会和员工问题，包括性别薪酬差距和员工接触有争议的武器。这些 ESG 指标使金融市场参与者能够准确解释基金的 ESG 特征。
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